A collection of links relating
to the BaFin

German Investment Code (Kapitalanlagegesetzbuch)

BaFin Guidance notice regarding authorisation requirement for the selection of the depositary pursuant to Section 284 KAGB

Division of tasks and duties between external AIFM and AIF in corporate form

BaFin Frequently Asked Questions on Distribution

BaFin Guidance notice for marketing EU-AIFs with EU AIFMs according to Section 323 KAGB to professional and semiprofessional investors in Germany

BaFin Guidance Notice on the marketing AIFs managed by a non-EU AIF management company pursuant to Section 330 of the Investment Code to professional or semi-professional investors in Germany

BaFin Guidance Notice on the marketing of German AIFs pursuant to section 331 of the Investment Code in the EU or EEA

BaFin Guidance Notice on the marketing of EU UCITS in Germany pursuant to Section 310 of the Investment Code

FAQ Delegation pursuant to Section 36 KAGB

BaFin Guidance with regard to acquisition of an Alternative Investment Fund which is a real estate company

Guidance notice regarding the activiy of AIFMs and their externally managed AIFs (in German)

FAQ Eligible Assets

Explanatory memorandum to the investment-accounting and -valuation regulation

German Insurance Supervison Act (Versicherungsaufsichtsgesetz)

BaFin Guidance Notice 08/2017 (VA) – Derivatives and structured Products (in German)

Investment Ordinance 11/2017 (VA) Guidance for direct insurance companies regarding their investments out of their premium reserve stock (in German)